Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daryl Frank Kruse | 1460895 | 2 | 05/22/2000 | Customer Dispute | Settled | $6,684.00 | $0.00 | See FINRA Report |
| Bradford Scott Sabol | 2496569 | 4 | 05/19/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Dewitz | 1770432 | 2 | 05/10/2000 | Customer Dispute | Denied | $7,193.00 | $0.00 | See FINRA Report |
| James Edward Balesano | 860282 | 1 | 05/05/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shawn Peter McCoy | 2702961 | 2 | 05/03/2000 | Customer Dispute | Denied | $9,265.63 | $0.00 | See FINRA Report |
| Robert Arthur Zucker | 3055031 | 1 | 04/26/2000 | Customer Dispute | Award / Judgment | $25,000.00 | $25,934.10 | See FINRA Report |
| Blayne Richard Barnhart | 1607548 | 2 | 04/24/2000 | Customer Dispute | Denied | $5,422.22 | $0.00 | See FINRA Report |
| Steven Leo Cahoon | 1112012 | 1 | 04/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Lowell Steen | 4825706 | 1 | 04/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurie Poms O'Toole | 2745010 | 2 | 04/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |