Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Michael Magee | 2720508 | 7 | 06/29/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Anthony Daniel James | 5153061 | 1 | 06/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Stephen Hanley | 2289667 | 2 | 06/20/2000 | Customer Dispute | Denied | $15,301.00 | $0.00 | See FINRA Report |
| Wayne Washowich | 2202563 | 2 | 06/20/2000 | Customer Dispute | Settled | $22,168.00 | $0.00 | See FINRA Report |
| Michael Jay Pepe | 1172861 | 9 | 06/07/2000 | Customer Dispute | Closed-No Action | $88,890.80 | $0.00 | See FINRA Report |
| Danny George Hirsch | 246706 | 4 | 06/03/2000 | Customer Dispute | Settled | $11,044.20 | $0.00 | See FINRA Report |
| Stephen Maxwell Sherline | 2212153 | 6 | 06/01/2000 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Gregory James Thoemke | 2050430 | 5 | 05/24/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Leo Renberg | 2155253 | 5 | 05/23/2000 | Customer Dispute | Award / Judgment | $173,955.00 | $130,000.00 | See FINRA Report |
| Michael Anthony Lipscomb | 2286249 | 8 | 05/22/2000 | Customer Dispute | Denied | $35,317.90 | $0.00 | See FINRA Report |