Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bassam Edward Fahel | 2897832 | 1 | 07/27/2000 | Customer Dispute | Denied | $14,368.00 | $0.00 | See FINRA Report |
| Larry Ray Root | 736570 | 1 | 07/26/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Michael David Barth | 1687675 | 2 | 07/21/2000 | Customer Dispute | Denied | $11,883.70 | $0.00 | See FINRA Report |
| James Martin Meis | 1061849 | 4 | 07/20/2000 | Customer Dispute | Settled | $177,307.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Crosby | 2473917 | 5 | 07/19/2000 | Customer Dispute | Settled | $27,073.00 | $0.00 | See FINRA Report |
| Mark Victor Sloan | 2113455 | 1 | 07/17/2000 | Customer Dispute | Denied | $7,351.58 | $0.00 | See FINRA Report |
| Mark Wayne Elledge | 1556758 | 1 | 07/12/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Dennis Mosson | 1011524 | 3 | 07/12/2000 | Customer Dispute | Denied | $8,800.00 | $0.00 | See FINRA Report |
| Dale Peter Silbaugh | 734877 | 3 | 07/03/2000 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| David Lee Pimper | 1257514 | 10 | 06/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |