Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred George Weaver | 460549 | 3 | 11/06/2000 | Customer Dispute | Denied | $113,300.00 | $0.00 | See FINRA Report |
| Mary Beth Norris | 1189102 | 4 | 10/30/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas Albrecht | 3196659 | 3 | 10/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Judge | 1487303 | 2 | 10/30/2000 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| Gregory Phillip Idelkope | 2067899 | 1 | 10/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michel Ross Girardi | 1101575 | 7 | 10/23/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Lavoyd Pates | 2413445 | 1 | 10/23/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Russell Jeffrey Judah | 2089244 | 2 | 10/23/2000 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
| Keith Matthew Kordich | 2743797 | 6 | 10/23/2000 | Customer Dispute | Denied | $16,990.00 | $0.00 | See FINRA Report |
| Keith Matthew Kordich | 2743797 | 6 | 10/03/2000 | Customer Dispute | Denied | $72,625.80 | $0.00 | See FINRA Report |