Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Ligon Matthews | 4580591 | 9 | 06/07/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Roger Thomas Duffy | 4638254 | 1 | 06/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Bruning Ghingher | 3145949 | 8 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Griffith Magner | 2591698 | 1 | 06/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Peter Nathaniel Pulido | 7553236 | 1 | 06/04/2024 | Customer Dispute | Denied | $7,975.00 | $0.00 | See FINRA Report |
| Robert Paul Blaszak | 7483277 | 5 | 06/03/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Louis Anthony La Selva | 3219829 | 1 | 05/30/2024 | Customer Dispute | Denied | $22,221.30 | $0.00 | See FINRA Report |
| Dale Lawrence Cebert | 2986573 | 3 | 05/30/2024 | Customer Dispute | Settled | $6,547.40 | $0.00 | See FINRA Report |
| Andrea Lees Roschke | 5923299 | 3 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Christopher Berube | 1010902 | 1 | 05/24/2024 | Customer Dispute | Denied | $34,931.80 | $0.00 | See FINRA Report |