Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Matthew Kordich | 2743797 | 6 | 01/05/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Alene Marie Crow | 5229488 | 3 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Ronald Digregorio | 2754779 | 2 | 01/03/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John G Brewster | 1230554 | 2 | 01/03/2001 | Customer Dispute | Denied | $38,527.00 | $0.00 | See FINRA Report |
| Paul Daniel Zirakian | 2311324 | 5 | 01/02/2001 | Customer Dispute | Settled | $8,270.00 | $0.00 | See FINRA Report |
| Joel Andrew Leyden | 2612387 | 1 | 12/21/2000 | Customer Dispute | Settled | $46,600.00 | $0.00 | See FINRA Report |
| Bradley Leo Renberg | 2155253 | 5 | 12/14/2000 | Customer Dispute | Settled | $262,988.00 | $0.00 | See FINRA Report |
| Christopher Milam Black | 2308591 | 3 | 12/13/2000 | Customer Dispute | Denied | $70,887.20 | $0.00 | See FINRA Report |
| J Michael Alexander | 2786 | 2 | 12/13/2000 | Customer Dispute | Closed-No Action | $5,230.84 | $0.00 | See FINRA Report |
| Michael Anthony Gioia | 3058329 | 1 | 12/11/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |