Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Detlef Michael Schoeppler | 2759253 | 13 | 02/26/2001 | Customer Dispute | Settled | $50,769.00 | $0.00 | See FINRA Report |
| Marc Frederick Strasser | 1044685 | 4 | 02/12/2001 | Customer Dispute | Settled | $147,000.00 | $0.00 | See FINRA Report |
| Jonathan David Baety | 2572528 | 2 | 02/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carl Henry Davis | 830219 | 2 | 02/09/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Rick Thomas Holewinski | 2062398 | 4 | 02/08/2001 | Customer Dispute | Settled | $13,605.20 | $0.00 | See FINRA Report |
| Thomas Lindberg Young | 3073410 | 1 | 02/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Morrissey | 1268427 | 2 | 02/02/2001 | Customer Dispute | Denied | $9,987.00 | $0.00 | See FINRA Report |
| James Patrick Robertson | 1082420 | 3 | 01/30/2001 | Customer Dispute | Denied | $16,258.80 | $0.00 | See FINRA Report |
| Daniel Andrew Shontere | 2360767 | 3 | 01/29/2001 | Customer Dispute | Settled | $20,500.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Sarkin | 1470746 | 1 | 01/29/2001 | Customer Dispute | Denied | $149,520.00 | $0.00 | See FINRA Report |