Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allan Davisson | 1866392 | 1 | 05/25/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 05/25/2001 | Customer Dispute | Denied | $512,077.00 | $0.00 | See FINRA Report |
| Scott Gerard Hemauer | 2153689 | 1 | 05/25/2001 | Customer Dispute | Denied | $512,077.00 | $0.00 | See FINRA Report |
| Michael Lynn Daugherty | 867334 | 2 | 05/22/2001 | Customer Dispute | Denied | $116,000.00 | $0.00 | See FINRA Report |
| David Lee Pimper | 1257514 | 10 | 05/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anita Ann Karnatz | 6118008 | 1 | 05/16/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pandelis Philip Chryssostomides | 1393540 | 4 | 05/15/2001 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Sean Stephen Wayne | 2888714 | 1 | 05/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rudolf James Hein | 2459357 | 3 | 05/09/2001 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Richard D Dunagan | 2255644 | 2 | 05/07/2001 | Customer Dispute | Withdrawn | $350,000.00 | $0.00 | See FINRA Report |