Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Moss Veillette | 1045984 | 1 | 06/13/2001 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Craig Bradford Eastwood | 2931709 | 2 | 06/13/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jacob Bonnist Salomon | 2269008 | 1 | 06/11/2001 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| David Rex Metz | 2176898 | 1 | 06/08/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Ben Mirer | 336638 | 9 | 06/04/2001 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Jeffrey B Reis | 1031564 | 1 | 06/04/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Steven Galaini | 810023 | 5 | 06/01/2001 | Customer Dispute | Denied | $13,179.50 | $0.00 | See FINRA Report |
| Shawn David Bumgardner | 2492380 | 3 | 05/31/2001 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Vincent Marchione | 1684008 | 2 | 05/31/2001 | Customer Dispute | Settled | $117,511.00 | $0.00 | See FINRA Report |
| Stephen Michael Westlake | 1435643 | 8 | 05/31/2001 | Customer Dispute | Denied | $24,113.00 | $0.00 | See FINRA Report |