Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela M Holt | 4927865 | 1 | 08/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Bertucci | 2615460 | 2 | 08/20/2001 | Customer Dispute | Settled | $135,990.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Lee | 4008298 | 1 | 08/20/2001 | Customer Dispute | Denied | $10,779.30 | $0.00 | See FINRA Report |
| David Patrick Luetkemeyer | 1854563 | 5 | 08/14/2001 | Customer Dispute | Denied | $5,715.00 | $0.00 | See FINRA Report |
| Richard Ray Miller | 2529324 | 3 | 08/13/2001 | Customer Dispute | Denied | $17,328.90 | $0.00 | See FINRA Report |
| Frederick Nathaniel Bryan | 2666134 | 1 | 08/10/2001 | Customer Dispute | Denied | $440,000.00 | $0.00 | See FINRA Report |
| Patrick Theodore Wayman | 2983371 | 5 | 08/06/2001 | Customer Dispute | Settled | $5,300.00 | $0.00 | See FINRA Report |
| Sylvia Jean Karimian | 1323614 | 2 | 08/03/2001 | Customer Dispute | Settled | $24,106.00 | $0.00 | See FINRA Report |
| Daryl Frank Kruse | 1460895 | 2 | 08/02/2001 | Customer Dispute | Denied | $13,420.40 | $0.00 | See FINRA Report |
| Jeffrey Robert Christopher | 1028948 | 4 | 07/30/2001 | Customer Dispute | Denied | $33,350.00 | $0.00 | See FINRA Report |