Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Coffield | 1216018 | 7 | 01/18/2002 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| Timothy David Huizenga | 2431082 | 2 | 01/15/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Mysliwiec | 719662 | 4 | 01/11/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jason Paul Cocilova | 7251241 | 1 | 01/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linda Marie Forte | 1370662 | 2 | 01/10/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Lynn van Geffen | 1890754 | 3 | 01/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Raymond Hauber | 2238269 | 2 | 01/08/2002 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| David Karl Solomon | 4169877 | 1 | 01/08/2002 | Customer Dispute | Denied | $10,233.00 | $0.00 | See FINRA Report |
| Michael Gregory Constantine | 2046508 | 1 | 01/07/2002 | Customer Dispute | Denied | $6,164.79 | $0.00 | See FINRA Report |
| Harry Pappas | 1370754 | 4 | 01/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |