Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Michael Heidenberg | 2943639 | 1 | 03/05/2002 | Customer Dispute | Denied | $59,488.20 | $0.00 | See FINRA Report |
| Gerald Terry Summerlin | 2382714 | 5 | 03/04/2002 | Customer Dispute | Settled | $177,727.00 | $0.00 | See FINRA Report |
| Bret Anson Urbanski | 2634638 | 2 | 03/04/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anna Ovchinskaya Blekher | 1175020 | 1 | 03/01/2002 | Customer Dispute | Denied | $133,201.00 | $0.00 | See FINRA Report |
| Christine Gustafson | 1303708 | 4 | 02/28/2002 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| John Joseph Zangari | 1853770 | 3 | 02/27/2002 | Customer Dispute | Award / Judgment | $201,031.00 | $50,245.00 | See FINRA Report |
| Mauri Duane Hendrickson | 2136257 | 10 | 02/26/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Swobe | 2723694 | 1 | 02/25/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Mary Haluska | 1571233 | 3 | 02/25/2002 | Customer Dispute | Denied | $62,312.00 | $0.00 | See FINRA Report |
| David John Dziubek | 1689391 | 1 | 02/22/2002 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |