Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas Hester | 1789547 | 67 | 04/11/2002 | Customer Dispute | Denied | $657,047.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 04/11/2002 | Customer Dispute | Denied | $266,383.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 04/11/2002 | Customer Dispute | Denied | $264,467.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 04/10/2002 | Customer Dispute | Denied | $212,214.00 | $0.00 | See FINRA Report |
| Jacqueline Ann Nonnemacher | 2915742 | 2 | 04/05/2002 | Customer Dispute | Denied | $137,027.00 | $0.00 | See FINRA Report |
| Ralph Gunther Haebich | 1922142 | 3 | 04/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Laura Lynne Rehbein | 2611562 | 2 | 04/01/2002 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Stephen James Patterson | 1334801 | 2 | 03/27/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Paul Raynard Bateman | 2419936 | 1 | 03/26/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Wayne Blankenship | 2440162 | 4 | 03/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |