Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bruce Cline | 824874 | 7 | 07/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Padron | 4018353 | 1 | 07/12/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Mason Jay Haugland | 1285794 | 1 | 07/11/2002 | Customer Dispute | Closed-No Action | $6,100.00 | $0.00 | See FINRA Report |
| Sandy Jukel | 1193099 | 6 | 07/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 07/08/2002 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Michael Everett Williams | 2262058 | 2 | 07/02/2002 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| David Lee Pimper | 1257514 | 10 | 07/02/2002 | Customer Dispute | Settled | $369,270.00 | $0.00 | See FINRA Report |
| Jeffrey S Rush | 1220200 | 6 | 07/01/2002 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Paul Henry Giles | 2041288 | 6 | 07/01/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Paul Daniel Zirakian | 2311324 | 5 | 06/27/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |