Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Anthony Kaminski | 2137161 | 1 | 07/29/2002 | Customer Dispute | Denied | $98,172.40 | $0.00 | See FINRA Report |
| Jeffrey Michael Crosby | 2473917 | 5 | 07/29/2002 | Customer Dispute | Settled | $450,364.00 | $0.00 | See FINRA Report |
| John Frederick Hayes | 2001162 | 1 | 07/29/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Terry Jue | 3128869 | 2 | 07/26/2002 | Customer Dispute | Settled | $6,882.19 | $0.00 | See FINRA Report |
| Karl William Reed | 2878565 | 1 | 07/25/2002 | Customer Dispute | Withdrawn | $162,000.00 | $0.00 | See FINRA Report |
| Kenneth Richard Warner | 2395152 | 2 | 07/24/2002 | Customer Dispute | Denied | $111,000.00 | $0.00 | See FINRA Report |
| Allan James Larson | 3005975 | 1 | 07/23/2002 | Customer Dispute | Denied | $25,767.00 | $0.00 | See FINRA Report |
| Dennis Robert Miller | 2887685 | 2 | 07/23/2002 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Scott Alan Mulloy | 2115663 | 1 | 07/23/2002 | Customer Dispute | Denied | $95,500.00 | $0.00 | See FINRA Report |
| Thomas Jeremiah Moher | 2422778 | 3 | 07/23/2002 | Customer Dispute | Settled | $66,593.00 | $0.00 | See FINRA Report |