Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Anthony Mazo | 2420230 | 2 | 08/05/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Douglas Wayne Blankenship | 2440162 | 4 | 08/03/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Scott Masters | 1235184 | 2 | 08/02/2002 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Russell Stewart Rosin | 1458219 | 1 | 08/01/2002 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Maneri | 2538380 | 1 | 08/01/2002 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Valach | 2838277 | 1 | 07/31/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Dennis Rahman | 2539905 | 1 | 07/30/2002 | Customer Dispute | Denied | $19,200.00 | $0.00 | See FINRA Report |
| Douglas Alan Sutton | 1439074 | 2 | 07/30/2002 | Customer Dispute | Denied | $186,960.00 | $0.00 | See FINRA Report |
| Deniz Tuncay Franke | 1597507 | 4 | 07/30/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Charles Alvanos | 1271781 | 2 | 07/29/2002 | Customer Dispute | Denied | $49,756.00 | $0.00 | See FINRA Report |