Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Tyler | 2887794 | 1 | 09/03/2002 | Customer Dispute | Denied | $9,890.11 | $0.00 | See FINRA Report |
| Charles Allen Evans | 733216 | 5 | 09/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Chi Lang | 2738151 | 3 | 09/03/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Rodney Adam Schmitz | 1916804 | 2 | 09/03/2002 | Customer Dispute | Denied | $5,775.00 | $0.00 | See FINRA Report |
| Eve Marie O'Reilly Keddy | 2544679 | 2 | 09/03/2002 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |
| Robert Reed Mendelson | 807075 | 1 | 08/30/2002 | Customer Dispute | Closed-No Action | $18,500.00 | $0.00 | See FINRA Report |
| John Joseph Zangari | 1853770 | 3 | 08/30/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Gordon | 1027219 | 5 | 08/29/2002 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Gregory | 2257409 | 1 | 08/28/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 08/28/2002 | Customer Dispute | Denied | $104,000.00 | $0.00 | See FINRA Report |