Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Nathan Wolson | 2634887 | 1 | 09/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jon Taube | 2134347 | 2 | 09/23/2002 | Customer Dispute | Denied | $88,000.00 | $0.00 | See FINRA Report |
| Lynn Haliday Dewitz | 1941718 | 1 | 09/23/2002 | Customer Dispute | Denied | $7,519.00 | $0.00 | See FINRA Report |
| Dennis Jay Persky | 708583 | 4 | 09/23/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Francis McFee | 2079730 | 2 | 09/20/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Mitch Scott Klenofsky | 1420136 | 1 | 09/19/2002 | Customer Dispute | Settled | $132,369.00 | $0.00 | See FINRA Report |
| Alexander Bolshem | 2041415 | 1 | 09/19/2002 | Customer Dispute | Settled | $132,369.00 | $0.00 | See FINRA Report |
| Thomas Scott Robbins | 1497264 | 3 | 09/19/2002 | Customer Dispute | Denied | $56,334.20 | $0.00 | See FINRA Report |
| Doreen Marcia Scott | 2671898 | 6 | 09/18/2002 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Robert James Smith | 1188538 | 1 | 09/17/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |