Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Lawrence Phelps | 2815525 | 3 | 10/07/2002 | Customer Dispute | Denied | $5,874.94 | $0.00 | See FINRA Report |
| Jay Todd Hoffmeister | 2081348 | 1 | 10/07/2002 | Customer Dispute | Settled | $832,213.00 | $0.00 | See FINRA Report |
| Douglas Paul Scalard | 2946279 | 2 | 10/04/2002 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |