Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Jay Persky | 708583 | 4 | 10/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Kenneth Clark | 2580455 | 16 | 10/18/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Novak | 2013913 | 3 | 10/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Dziubek | 1807499 | 1 | 10/17/2002 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| William Patrick Marshall | 1942512 | 4 | 10/16/2002 | Customer Dispute | Denied | $5,938.04 | $0.00 | See FINRA Report |
| Julie Anne Wallace | 2603523 | 1 | 10/15/2002 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| Sean Keoni Stansfield | 3032210 | 2 | 10/14/2002 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Pamela Shiflet Turner | 1036962 | 1 | 10/11/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Manoda Chauhan | 3161582 | 1 | 10/11/2002 | Customer Dispute | Denied | $86,710.00 | $0.00 | See FINRA Report |
| Andrea Noel Kirk | 3073303 | 1 | 10/11/2002 | Customer Dispute | Denied | $16,321.10 | $0.00 | See FINRA Report |