Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neven Zelich | 1848738 | 1 | 12/02/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Musser | 2056277 | 2 | 12/02/2002 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| William Thomas Higgins | 2283649 | 5 | 12/02/2002 | Customer Dispute | Denied | $60,092.00 | $0.00 | See FINRA Report |
| Bethany Leigh Beauchamp | 6250891 | 7 | 12/01/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Fred Zanders | 475794 | 7 | 11/30/2002 | Customer Dispute | Settled | $349,203.00 | $0.00 | See FINRA Report |
| Michael Sandberg | 1949867 | 11 | 11/27/2002 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Paul Henry Giles | 2041288 | 6 | 11/26/2002 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Joseph Salvatore de Sena | 2477861 | 4 | 11/26/2002 | Customer Dispute | Denied | $13,685.50 | $0.00 | See FINRA Report |
| John Thomas Keown | 1555738 | 2 | 11/26/2002 | Customer Dispute | Denied | $10,020.80 | $0.00 | See FINRA Report |
| Trevor Graeme Thomas | 2493818 | 1 | 11/26/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |