Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Stephen Alderman | 2289153 | 2 | 12/17/2002 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Gregory Samuel Manto | 2724748 | 4 | 12/16/2002 | Customer Dispute | Settled | $232,930.00 | $0.00 | See FINRA Report |
| James Clifford Mc Clure | 2073666 | 3 | 12/13/2002 | Customer Dispute | Settled | $163,486.00 | $0.00 | See FINRA Report |
| Todd Russell Holubec | 4275542 | 1 | 12/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Reid Buchanan | 1963277 | 1 | 12/10/2002 | Customer Dispute | Closed-No Action | $271,000.00 | $0.00 | See FINRA Report |
| Kevin John Marumoto | 2425120 | 1 | 12/09/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John A Erickson | 834150 | 4 | 12/06/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Ray Miller | 2529324 | 3 | 12/05/2002 | Customer Dispute | Denied | $12,554.50 | $0.00 | See FINRA Report |
| Edward Gaskey | 2901942 | 1 | 12/03/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harry Pappas | 1370754 | 4 | 12/02/2002 | Customer Dispute | Closed-No Action | $689,000.00 | $0.00 | See FINRA Report |