Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Michael Leblanc | 6782560 | 1 | 11/18/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Alan Brende | 4595363 | 4 | 11/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Ghiglieri | 5840252 | 2 | 11/11/2022 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Pedro Jose Escobar | 2785268 | 2 | 11/11/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jack Weill Levin | 7411759 | 1 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ryan Bierdeman | 2809412 | 3 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Hecht | 2188537 | 2 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Robert Titus | 4229261 | 2 | 11/08/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Hill | 6472497 | 1 | 11/07/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Laurie Ann Ufnowski | 1548386 | 6 | 11/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |