Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Jeffrey Judah | 2089244 | 2 | 10/23/2000 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
| Kenneth Ewing Shine | 1347934 | 2 | 03/01/1999 | Customer Dispute | Withdrawn | $5,102.69 | $0.00 | See FINRA Report |
| Daniel Andrew Shontere | 2360767 | 3 | 02/19/1999 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Greenwald | 1698871 | 2 | 10/28/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Rinaldo | 1663502 | 1 | 10/27/1998 | Customer Dispute | Withdrawn | $14,300.00 | $0.00 | See FINRA Report |
| Kim Chi Luu-Tu | 2894010 | 1 | 02/01/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |