Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joss D'Souza | 2705057 | 1 | 11/27/2001 | Customer Dispute | Withdrawn | $245,000.00 | $0.00 | See FINRA Report |
| Paul Keegan Wheeler | 1918850 | 1 | 10/02/2001 | Customer Dispute | Withdrawn | $88,000.00 | $0.00 | See FINRA Report |
| Richard D Dunagan | 2255644 | 2 | 05/07/2001 | Customer Dispute | Withdrawn | $350,000.00 | $0.00 | See FINRA Report |
| Lucianna Marguerite Molinari | 1055475 | 2 | 03/13/2001 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Scott Alan Finley | 3088361 | 2 | 01/08/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Russell Jeffrey Judah | 2089244 | 2 | 10/23/2000 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
| Kenneth Ewing Shine | 1347934 | 2 | 03/01/1999 | Customer Dispute | Withdrawn | $5,102.69 | $0.00 | See FINRA Report |
| Daniel Andrew Shontere | 2360767 | 3 | 02/19/1999 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Greenwald | 1698871 | 2 | 10/28/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Rinaldo | 1663502 | 1 | 10/27/1998 | Customer Dispute | Withdrawn | $14,300.00 | $0.00 | See FINRA Report |