Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Jay Miller | 2891574 | 6 | 02/14/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Miller | 2891574 | 6 | 02/14/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Alfred Hughes | 3043950 | 2 | 11/18/2002 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| John A Erickson | 834150 | 4 | 11/01/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Willaert | 4432013 | 1 | 10/30/2002 | Customer Dispute | Withdrawn | $31,000.00 | $0.00 | See FINRA Report |
| Christopher Newbold Robinson | 2656841 | 1 | 10/11/2002 | Customer Dispute | Withdrawn | $29,000.00 | $0.00 | See FINRA Report |
| Karl Wilton Harman | 1296284 | 4 | 09/27/2002 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Karl William Reed | 2878565 | 1 | 07/25/2002 | Customer Dispute | Withdrawn | $162,000.00 | $0.00 | See FINRA Report |
| Stuart Max Gollomp | 1439540 | 1 | 07/17/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Walter Grund | 2398298 | 1 | 05/10/2002 | Customer Dispute | Withdrawn | $83,183.00 | $0.00 | See FINRA Report |