Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Rettig | 1090721 | 7 | 09/17/2008 | Customer Dispute | Withdrawn | $220,009.00 | $0.00 | See FINRA Report |
| Jason James Nardella | 2931678 | 2 | 09/04/2008 | Customer Dispute | Withdrawn | $38,000.00 | $0.00 | See FINRA Report |
| Denise Rachelle Allen | 4222022 | 3 | 07/21/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Steven Lee Petersen | 2273257 | 2 | 07/01/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Clay Richard Stoll | 1065540 | 3 | 04/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel Ryan Clark | 4518163 | 1 | 10/05/2007 | Customer Dispute | Withdrawn | $6,548.56 | $0.00 | See FINRA Report |
| J Michael Alexander | 2786 | 2 | 08/27/2007 | Customer Dispute | Withdrawn | $28,777.60 | $0.00 | See FINRA Report |
| Steven Levin | 1197388 | 7 | 06/07/2007 | Customer Dispute | Withdrawn | $37,000.00 | $0.00 | See FINRA Report |
| Sean McDonald Carroll | 2378189 | 1 | 05/15/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Curtis Laverne Kurtz | 1042174 | 1 | 02/24/2007 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |