Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey S Rush | 1220200 | 6 | 05/13/2014 | Customer Dispute | Withdrawn | $80,000.00 | $0.00 | See FINRA Report |
| Donald Wayne Perkins | 2916673 | 1 | 03/20/2014 | Customer Dispute | Withdrawn | $26,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Riley | 4576020 | 1 | 03/03/2014 | Customer Dispute | Withdrawn | $6,371.29 | $0.00 | See FINRA Report |
| Douglas Clayton Melrose | 2377014 | 5 | 12/10/2013 | Customer Dispute | Withdrawn | $9,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Smith | 2272962 | 2 | 09/24/2013 | Customer Dispute | Withdrawn | $78,000.00 | $0.00 | See FINRA Report |
| Sarah Margaret Oberhofer | 4931995 | 1 | 09/02/2013 | Customer Dispute | Withdrawn | $12,300.00 | $0.00 | See FINRA Report |
| Brendan Flynn McNamara | 4792767 | 2 | 07/23/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jason Andrew Taub | 2100260 | 4 | 05/06/2013 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Gregory Dehrmann Miseyko | 1509705 | 2 | 02/01/2013 | Customer Dispute | Withdrawn | $17,342.00 | $0.00 | See FINRA Report |
| Daryl F Devillier | 4069344 | 7 | 10/10/2012 | Customer Dispute | Withdrawn | $26,062.30 | $0.00 | See FINRA Report |