Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Joseph Cormier | 727574 | 5 | 08/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cedric Percell Powell | 3249130 | 4 | 07/28/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jamie Lyle Chambers | 4148285 | 1 | 07/23/2021 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Edward Bortz | 1018691 | 4 | 07/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sarah Shirazi Reznick | 5578608 | 2 | 05/18/2021 | Customer Dispute | Settled | $48,650.00 | $0.00 | See FINRA Report |
| Richard Paul Martin | 1536729 | 8 | 05/07/2021 | Customer Dispute | Settled | $330,430.00 | $0.00 | See FINRA Report |
| Patrick Anthony Everett | 2996854 | 1 | 05/07/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Duane Mukomela | 4370556 | 4 | 04/09/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ted Arthur Boutis | 2951760 | 4 | 04/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ted Arthur Boutis | 2951760 | 4 | 04/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |