Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Raymond Rodriguez | 2991668 | 1 | 03/08/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eugene Weinstein | 5441968 | 1 | 02/28/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Brent William Makarczyk | 4278893 | 3 | 02/11/2022 | Customer Dispute | Settled | $416,284.00 | $0.00 | See FINRA Report |
| Kevin Douglas Houser | 2513167 | 6 | 02/03/2022 | Customer Dispute | Settled | $244,000.00 | $0.00 | See FINRA Report |
| Christopher W Porter | 1911339 | 2 | 12/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Andrew Nanthrup | 5616593 | 1 | 11/16/2021 | Customer Dispute | Settled | $23,291.10 | $0.00 | See FINRA Report |
| John August van Wambeke | 729864 | 2 | 11/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Leonard Garofalo | 3008935 | 2 | 11/05/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Anthony Ghiglieri | 5840252 | 3 | 08/18/2021 | Customer Dispute | Settled | $12,450.90 | $0.00 | See FINRA Report |
| Michael A Bruggemann | 5500983 | 1 | 08/05/2021 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |