Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ted Arthur Boutis | 2951760 | 4 | 09/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Augustine Dominique Choi | 4278755 | 6 | 08/15/2022 | Customer Dispute | Settled | $26,252.90 | $0.00 | See FINRA Report |
| Rudolf Lucian Molnar | 3211892 | 4 | 07/29/2022 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Jennifer A Marcontell | 4008873 | 2 | 07/06/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jennifer A Marcontell | 4008873 | 2 | 06/08/2022 | Customer Dispute | Settled | $188,255.00 | $0.00 | See FINRA Report |
| Donald Lee Herndon | 2240766 | 2 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Gerard Sonntag | 1939350 | 2 | 05/26/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Salerno | 2910121 | 1 | 05/09/2022 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Richard Alan Brende | 4595363 | 4 | 04/07/2022 | Customer Dispute | Settled | $10,228.00 | $0.00 | See FINRA Report |
| Brent William Makarczyk | 4278893 | 3 | 04/01/2022 | Customer Dispute | Settled | $414,500.00 | $0.00 | See FINRA Report |