Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Patrick Gentile | 7212326 | 1 | 12/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Andrew Nanthrup | 5616593 | 1 | 11/16/2021 | Customer Dispute | Settled | $23,291.10 | $0.00 | See FINRA Report |
| Anthony Ghiglieri | 5840252 | 2 | 08/18/2021 | Customer Dispute | Settled | $12,450.90 | $0.00 | See FINRA Report |
| Michael A. Bruggemann | 5500983 | 1 | 08/05/2021 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Henry Joseph Cormier | 727574 | 5 | 08/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cedric Percell Powell | 3249130 | 4 | 07/28/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jamie Lyle Chambers | 4148285 | 1 | 07/23/2021 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Edward Bortz | 1018691 | 4 | 07/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamie Michael Grupe | 3106745 | 1 | 06/21/2021 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Anida Venniro | 5121189 | 2 | 06/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |