Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Fred Zanders | 475794 | 7 | 08/31/2023 | Customer Dispute | Settled | $90,400.00 | $0.00 | See FINRA Report |
| Derek Robert Schanhofer | 2804678 | 3 | 08/09/2023 | Customer Dispute | Settled | $13,786.70 | $0.00 | See FINRA Report |
| Conrado Santiago | 2110755 | 1 | 08/03/2023 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Kevin Douglas Houser | 2513167 | 6 | 07/25/2023 | Customer Dispute | Settled | $46,979.00 | $0.00 | See FINRA Report |
| Scott J Roslonowski | 4795893 | 3 | 07/19/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William Robert Young | 4787488 | 6 | 07/14/2023 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Eric Scott Felsenfeld | 4496689 | 4 | 07/14/2023 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Ajay Verma | 2833932 | 1 | 06/27/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Boris Niko | 4603500 | 1 | 06/15/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eliah Sande Ewing | 4769334 | 1 | 06/12/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |