Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey S Rush | 1220200 | 6 | 02/14/1986 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Michael Taylor Henson | 1186591 | 4 | 12/27/1984 | Customer Dispute | Settled | $13,714.00 | $0.00 | See FINRA Report |
| Craig Joseph Bayes | 15381 | 1 | 06/20/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Cline | 824874 | 7 | 06/01/1984 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Michael Jude Wincek | 870324 | 3 | 02/21/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |