Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Levin | 1197388 | 7 | 11/09/1990 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Norman Arnold Robbins | 731352 | 7 | 09/14/1990 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Vincent Swisher | 1097970 | 1 | 08/02/1990 | Customer Dispute | Settled | $59,000.00 | $0.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 04/04/1990 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Gordon Leonard Bryan | 1292315 | 5 | 02/09/1990 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Brian Edward Suher | 704992 | 3 | 11/08/1989 | Customer Dispute | Settled | $7,253.18 | $0.00 | See FINRA Report |
| Jeff Richard Bank | 1577796 | 9 | 09/11/1989 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Donald James Matthewson | 323201 | 1 | 08/02/1988 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Edward Arthur Karsch | 1041147 | 1 | 06/15/1988 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Dennis Mosson | 1011524 | 3 | 05/24/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |