Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Walter Gammon | 1811853 | 27 | 07/15/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark John Zipfel | 1179677 | 14 | 07/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark John Zipfel | 1179677 | 14 | 07/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Mc Call | 863509 | 2 | 06/18/1991 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| MacE Barry Tamse | 1059666 | 6 | 05/08/1991 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Lewis Edward Wollenweber | 1182340 | 3 | 05/01/1991 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Pandelis Philip Chryssostomides | 1393540 | 4 | 04/01/1991 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| James William Bravos | 840892 | 1 | 03/01/1991 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Kent Powers | 714763 | 2 | 02/21/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Levin | 1197388 | 7 | 12/01/1990 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |