Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael H Kerr | 6719039 | 1 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Allington Trendell | 5288836 | 2 | 08/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bethany Leigh Beauchamp | 6250891 | 7 | 06/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 06/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Palazzo | 4164798 | 3 | 04/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric James Furlotte | 3096218 | 2 | 03/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carolynn Fellman | 2411320 | 3 | 03/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lemuel Dotson | 5908391 | 1 | 01/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darin John Schubring | 2126754 | 4 | 10/31/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Blair Vizzi | 3144565 | 2 | 08/09/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |