Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John A Erickson | 834150 | 4 | 10/13/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Christian Grinkmeyer | 2906437 | 2 | 06/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Allen Eastman | 2456282 | 4 | 05/08/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Wayne Blankenship | 2440162 | 4 | 01/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Grande | 1539442 | 8 | 10/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Andrew Taub | 2100260 | 4 | 12/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Christopher Piatko | 4424262 | 1 | 12/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Bacino | 2211290 | 1 | 04/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Ronald Digregorio | 2754779 | 2 | 01/03/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Gordon | 1027219 | 5 | 09/02/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |