Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Hanson Aime | 2903017 | 5 | 09/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Plant | 2699464 | 1 | 09/10/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam James Seavey | 5679568 | 1 | 08/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Matsuura | 5276309 | 3 | 08/08/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Matthew Ross | 4617884 | 2 | 08/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Matsuura | 5276309 | 3 | 06/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rudolf Lucian Molnar | 3211892 | 4 | 05/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rudolf Lucian Molnar | 3211892 | 4 | 03/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Colin Parsons | 5460952 | 3 | 02/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darrin Michael Bradley | 2398784 | 4 | 01/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |