Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Thomas Schneider | 1727214 | 3 | 12/05/1999 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jason Andrew Taub | 2100260 | 4 | 06/28/1999 | Customer Dispute | Pending | $5,013.79 | $0.00 | See FINRA Report |
| Simon David Lewis | 2143351 | 8 | 06/24/1999 | Customer Dispute | Pending | $0.00 | $5,000.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 03/13/1988 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |