Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Benjamin Nelson | 4768530 | 5 | 10/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daryl F Devillier | 4069344 | 8 | 09/29/2023 | Customer Dispute | Pending | $601,676.00 | $0.00 | See FINRA Report |
| Edmund Michael Iannelli | 2052704 | 5 | 08/14/2023 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 08/08/2023 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 07/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 06/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Michael Miller | 1927089 | 2 | 06/07/2023 | Customer Dispute | Pending | $500,895.00 | $0.00 | See FINRA Report |
| Dawyne Sheree Wingo | 6002357 | 2 | 05/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 05/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 04/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |