Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald C Denova | 1673284 | 2 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 01/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Chukwuemeka Ekeanyanwu | 2860330 | 1 | 01/09/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert Christopher Binkowski | 4814174 | 1 | 12/27/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Chad Evan Nyitray | 2332391 | 2 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Alan Nowak | 2168752 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| David Victor Janny | 1272727 | 7 | 11/22/2023 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Paul Allen Berkman | 1002769 | 5 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Elicia Geneva Fultz | 4266955 | 1 | 11/17/2023 | Customer Dispute | Pending | $48,263.00 | $0.00 | See FINRA Report |
| Daniel Theodore Wilson | 2858765 | 2 | 10/30/2023 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |