Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Bruning Ghingher | 3145949 | 8 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrea Lees Roschke | 5923299 | 3 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Clinton Leonard | 1991879 | 11 | 05/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacey Lee Davis | 3239627 | 3 | 05/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Augustus Matera | 2573697 | 1 | 05/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Illiano | 6088840 | 1 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Natasha Lynn Reierson | 6966813 | 2 | 04/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett Cody Bell | 3050096 | 14 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Kyle Simcox | 6805574 | 1 | 03/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian P Gallagher | 5520253 | 1 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |