Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melodie Joy Adams | 7734520 | 3 | 03/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josefa Sandhill | 6266835 | 2 | 03/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin T Lacroix | 6414417 | 2 | 03/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Kent | 4920018 | 7 | 02/24/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Sharma | 6540426 | 8 | 02/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rita A Papa | 2415698 | 2 | 02/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rita A Papa | 2415698 | 2 | 02/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sharma | 6540426 | 8 | 02/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dianne Denison | 4644907 | 1 | 02/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Ufnowski | 1548386 | 5 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |