Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew T Mierzycki | 6102769 | 6 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Ufnowski | 1548386 | 5 | 06/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittanie Washington | 6987141 | 1 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenrich Marte Perez | 7737793 | 4 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenrich Marte Perez | 7737793 | 4 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenrich Marte Perez | 7737793 | 4 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Michel Shoup | 6249465 | 1 | 05/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Ufnowski | 1548386 | 5 | 04/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Westlund | 2774934 | 1 | 04/15/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melodie Joy Adams | 7734520 | 3 | 03/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |