Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Andrew Holstine | 7299466 | 1 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maura Louise Bosch | 1928496 | 1 | 01/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo F Chang | 6090971 | 9 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimari Jordan Hollis | 7614060 | 1 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josefa Sandhill | 6266835 | 2 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo F Chang | 6090971 | 9 | 12/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Rosendo Castillo | 6055514 | 2 | 12/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |