Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann Christina Durham | 1835361 | 1 | 03/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Ross | 404908 | 11 | 03/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Albert Rettke | 4704356 | 1 | 02/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Wayne Mc Cullough | 4890265 | 1 | 02/21/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tracy Ann Starman | 6039754 | 2 | 02/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott B Dow | 1258490 | 1 | 02/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Casey | 4138182 | 5 | 02/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keira Dawn Espada | 6420963 | 2 | 02/13/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Ross | 404908 | 11 | 02/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |