Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Costello | 5345673 | 1 | 12/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Proctor Greathouse | 706322 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Washowich | 2202563 | 2 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Craig Price Hunter | 6187013 | 2 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nickolus Lanorris Stephens | 5011187 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Michelle McGrath | 4049414 | 3 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |