Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Ligon Matthews | 4580591 | 9 | 07/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 06/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dawyne Sheree Wingo | 6002357 | 2 | 05/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 05/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Koch | 5482869 | 4 | 04/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 04/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robin Ligon Matthews | 4580591 | 9 | 04/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Scott Woodin | 817388 | 2 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawyne Sheree Wingo | 6002357 | 2 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Morgan Flath | 7440323 | 3 | 02/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |