Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandy Jukel | 1193099 | 6 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter S Schram | 1728096 | 8 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Cody Bell | 3050096 | 14 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Mitsuo Kobashigawa | 2172452 | 1 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Millan-Alvarado | 6803533 | 4 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Renee Quattlander | 3202935 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Matus | 2984231 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Townsend | 4538378 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Townsend | 4538378 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Hanson Aime | 2903017 | 5 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |