Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman E Gaskins | 4485116 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Costa | 4560771 | 2 | 06/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Coleen Marie Hodsdon | 5225152 | 3 | 06/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory G Linkner | 4742133 | 1 | 06/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Douglas Hendry | 6114486 | 3 | 05/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Murray Dudley | 4150597 | 1 | 05/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William E Ward | 2727395 | 4 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter S Schram | 1728096 | 8 | 05/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |