Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armando Javier Merino | 5709904 | 2 | 08/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Rene Morgan | 2658985 | 1 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Conway Clemens | 6367895 | 4 | 08/15/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Patricia Anne Donald | 7468632 | 6 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Louise Markee | 7293519 | 1 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Henry Kumpf | 4536205 | 7 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thad Rankin Bisselle | 1199497 | 5 | 06/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thad Rankin Bisselle | 1199497 | 5 | 06/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |